RegTec LLC is a provider of end-to-end solutions for the international financial services industry. The company is focused on meeting the needs of broker-dealers burdened by the complexities of complying with stringent rules streaming from multiple regulatory bodies in an environment where automation is continuing to grow and the use of multiple trading systems is common. During the past decade, the use of electronic systems for trading, order routing, and trade reporting has exploded along with the addition of alternative trading systems such as ECNs and new all-electronic exchanges. This unprecedented growth has in turn given rise to numerous rules and regulations established to better track order entry and execution quality, as well as systems to ensure compliance with these requirements.

The need for advanced compliance, administrative and systems tools to address these changes has never been greater, especially with the recent market “meltdown.” RegTec meets this need by providing lower cost, broad-based, and transparent resources to those in the trading community and financial services industry that require a more efficient mechanism to address regulatory requirements and internal system needs related to compliance, communications, and administration of trading operations.