B2B Financial Services and Consultation

RegTec, LLC offers financial consultation services to companies in the international financial markets. Our team of highly skilled professionals is here to make it easier for your company to make healthy financial decisions. Since the world of international business finance is extremely complicated, professional help is highly recommended. Let RegTec help you with your business finances.

Broker-Dealer Services

RegTec offers quality broker-dealer services to companies all around the world. Our broker-dealer services can be used by FINRA broker-dealers and those who are not FINRA broker-dealers. Our goal is to make the job of the b2b financial servicesbroker-dealer easier by offering

  • Services for registration
  • Specialized compliance reviews
  • Development and maintenance of written supervision
  • Records support
  • Examination support

Our services come highly recommended by previous customers. We are dedicated to providing high-quality, individualized solutions to each client. Together, we can create the best financial situation for your company.

Investment Advice

A large part of the financial health and growth of a company can be attributed to the types of investments made. RegTec offers investment advice to help make your financial goals a reality.

As part of our investment consultations, we will

  • Guide you through each disclosure issue of the investment
  • Develop procedures of written supervision specific to your company
  • Develop a compliance program specific to your firm
  • Assist during the regulatory inspection

You never have to feel alone with RegTec. We make each step of the investment easy and stay with you during the entire process.

Packaged Services

As part of our goal to make each part of the RegTec process simple, we sell our services in packaged deals. You just have to simply choose either our basic, mid-range, or full service packages so we can get you started on the path to success. We offer an initial consultation to help you decide which deal will be right for you. Included in each offer is our signature individualistic approach to help you meet your financial goals.

If you are interested in the financial success of your company, call us today! Together, we can help you reach all of your financial goals.

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