What We Do

Since the recent decline of the market, RegTec recognized a need for new, advanced tools to handle compliance, systems, and administrative needs for exchange members, investment advisors, broker-dealers, and other industry groups. We focus on providing end-to-end solutions for the international financial services industry by offering resources with reasonable cost and transparency. Our key demographic […]

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B2B Financial Services and Consultation

RegTec, LLC offers financial consultation services to companies in the international financial markets. Our team of highly skilled professionals is here to make it easier for your company to make healthy financial decisions. Since the world of international business finance is extremely complicated, professional help is highly recommended. Let RegTec help you with your business […]

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Investment Advisors – How They Can Help You?

Investing money in the stock market is a tricky business. Knowing which stocks to buy is a science that can only be mastered after years of experience with the markets. Even the most experienced investment advisors can sometimes make mistakes in choosing the right stocks and end up losing money. Although there are a number […]

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Broker-Dealers Service – Can It Help Me?

Registering with FINRA or Financial Industry Regulatory Authority is a very important task for a financial institution. Companies that are not a member of FINRA are not able to get themselves regulated and thus do not qualify for SEC registration. However, getting this registration requires a great deal of groundwork, which can be difficult and […]

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Compliance

Compliance is a word that no broker or banker wants to think about.  Keeping in compliance with all of the rules and regulations that are in a constant flux is not only time consuming, and difficult, but also stressful and exasperating. You can go through the regulations time and again and still not understand them. […]

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